JD Supra

SEC Approves FINRA’s New “Outside Activities” Rule

On September 15, 2026, the Securities and Exchange Commission (SEC) approved new Financial Industry Regulatory Authority (FINRA) Rule 3290, which ...
JD Supra

Once a Private Securities Transaction, Now an Outside Business Activity?

The Financial Industry Regulatory Authority (FINRA) has filed a proposed rule change with the U.S. Securities and Exchange Commission (SEC) to adopt FINRA Rule 3290 (Outside Activities Requirements).
Financial Advisor

Finra Pushes Ahead On Performance Projections, Outside Activity Overhaul

The Financial Industry Regulatory Authority is advancing several high-profile rule changes, including new standards for performance projections and a rewrite of outside business activity requirements, ...
Purdue University

Reminder: Reportable Outside Activities disclosure required

Faculty and exempt staff are required to disclose all Reportable Outside Activities at these times: Before engaging in any new Reportable Outside Activity; On an annual basis at the beginning of the ...
American Banker

SEC warns new outside activity rule isn't a free-for-all

In lifting brokerages' long-standing obligation to keep tabs on advisors' side gigs as weekend bartenders or Uber drivers, the SEC insists it's not allowing for a free-for-all. Processing Content The ...
Purdue University

Reminder: Reportable Outside Activities disclosure required for 2023-24

Faculty and staff are reminded to disclose their Reportable Outside Activities for the current fiscal year, which began July 1 and ends June 30, 2024, through the online reporting system. The online ...